Compliance Training

The TPPPA frequently partners with Troutman Sanders Consumer Financial Services practice, our legal and regulatory counsel, to provide training to our members and the industry. These training offerings combine the payments compliance and risk management expertise of the TPPPA with the legal and regulatory expertise of Troutman Sanders in consumer financial services.

Our joint offerings deliver relevant, insightful and timely compliance training, that comprehends the vast and complex web of state and federal consumer financial laws, rules and regulations, and the impact of enforcement actions. We are jointly committed to providing training designed to help you understand your company’s requirements and the impacts to your organization and your customers.

Click on the course title to register!

DateTimeCourseAvailable for
May 17, 20182:00 PM
EDT
Fourth Party Risk in Third-Party Payment Processing: Nested TPS and Sub ISOs:
Learn about the different types of nested third-party relationships that process through third-party payment processors and their different risk profiles. Learn about recent enforcement actions involving nested payment processors relationships. Learn about best practices to mitigate the risk of downstream third-party relationships.
General Public
May 31, 20182:00 PM
EDT
Understanding Consumer Protection Compliance Risk:
Learn about the regulatory and law enforcement agencies, at a federal and state level, that make rules and enforce Consumer Protection Laws, and interplay between federal and state agencies. Learn how interpretation and enforcement of laws can change when the laws or rules have not changed, and the impact of "guidance by enforcement action". Learn how banks and payment processors can be held liable for facilitating unlawful acts related to Consumer Protection.
General Public
June 21, 20182:00 PM
EDT
Consumer Protection Rules - FTC and CFPB:
Learn about the rule making process for Consumer Protection laws and the purview of the FTC and CFPB rule making authority. Learn about the rules that payment processors and banks should be familiar with that can impact enforcement actions related to payment processing. Learn how the interpretation and enforcement practices for rules may change with the change in administration at a federal and/or state level, and why this is important to banks and payment processors.
General Public
July 12, 20182:00 PM
EDT
Best Practices for TPPPs: Establishing a Culture of Compliance
In this session we will talk about the structures, disciplines and controls that a payment processor should have in place to demonstrate a culture of compliance and the required components of a risk-based compliance management system. We will also cover the 14 Key Controls for payment processors in the TPPPA CMS.
TPPPA Members Only
July 19, 2018 2:00 PM
EDT
Best Practices for Managing Consumer Protection Compliance Risk:
Learn how to implement Consumer Protection into your Compliance Management System. Learn how to conduct proper due diligence and monitoring practices to mitigate Consumer Protection risk. Learn how to stay informed of changes in rules, interpretations and enforcement and how to reassess your company’s risk and update internal controls.
TPPPA Members Only
August 9, 20182:00 PM
EDT
TPPP, TPS, MSB, State Money Transmitter? Which am I?:
Learn the definitions related to the different distinctions. Learn how the distinctions are related and not related. Learn about the legal and regulatory implications related to each distinction.
General Public

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Best Practices for Banks Series

Best Practices for Banks is a series of seven courses that will teach the participants how the TPPPA CMS Control Framework is designed to support the bank in developing a Program that addresses the distinct risks of third-party payment processing, and the specific risks associated with the banks products and services and payment processor customers and their merchant base. Risk is addressed in a holistic manner that goes beyond payment systems and addresses BSA/AML/OFAC compliance and compliance with Consumer Protection laws, rules and regulations applicable to the merchant base for which the bank processes. The end result for a bank that implements the control framework is a risk-based, documented compliance and risk management program for their payment processing program.

Click on the course title to register!

DateTimeCourseAvailable for
June 26, 20182:00 PM
EDT
Bank Best Practices in Third-Party Payment Processing - Balancing Risk and Reward
General Public
July 10, 20182:00 PM
EDT
Program Level Due Diligence and Oversight for Payment Processing Programs
Members Only
July 24, 20182:00 PM
EDT
Building and Maintaining a Program Level Risk Assessment for Payment Processing
General Public
Aug 7, 20182:00 PM
EDT
Program Level Policies, Procedures and Other Internal Controls
Members Only
Aug 21, 20182:00 PM
EDT
Payment Processor Due Diligence, Approval and Periodic Review
Members Only
Sept 11, 20182:00 PM
EDT
Program Level Monitoring and Reporting
Members Only
Sept 23, 20182:00 PM
EDT
Program Manager Duties
Members Only

Best Practices for Payment Processors Series

Best Practices for Payment Processors is a series of six courses that will teach participants how to TPPPA CMS Control Framework for Payment Processors is designed to align the compliance practices of the payment processor with the compliance requirements of its banks. It begins with setting up a culture and compliance management system that aligns with the compliance structures of a bank including board oversight, documented risk assessment, third-party risk management, documented policies and procedures and other internal controls. The payment processor controls are designed to support the payment processor in supporting its banks due diligence efforts and to provide the payment processor with a cohesive, documented, risk-based compliance management program that aligns with its bank and addresses proper oversight and management of the payment processor’s merchant base.

Click on the course title to register!

DateTimeCourseAvailable for
Oct 2, 20182:00 PM
EDT
Best Practices for Payment Processors: Establishing a Culture of Compliance
General Public
Oct 23, 20182:00 PM
EDT
Third-Party Risk Management for Payment Processors
General Public
Nov 6, 20182:00 PM
EDT
Risk Assessment: they Key to a Risk-Based Compliance Management Program
General Public
Nov 20, 20182:00 PM
EDT
Payment Processor Policies, Procedures and Other Internal Controls
Members Only
Dec 4, 20182:00 PM
EDT
Merchant Due Diligence, Periodic Review and Monitoring
Members Only
Dec 18, 20182:00 PM
EDT
Compliance Officer Duties
Members Only